Investment adviser · CRD 137897

FINTAN PARTNERS LLC

Investment adviser filing (IA)

· Form ADV filed Feb 22, 2021

Regulatory AUM: $10.7M
Client accounts: 3
Employees: 1
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$10,712,018	100.0%

Filing source

Form ADV 1497176 · Feb 22, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FINTAN MASTER FUND LTDHedge Fund · Last reported Feb 22, 2021$7.66MGross asset value

Feeder funds

Fund administrator CITCO (CANADA), INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG SAN FRANCISCO, California, United States

Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No

Marketer CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: Yes

Marketer FINANZAS Y NEGOCIOS CORREDORES DE BOLSA SA SANTIAGO, Chile Related to adviser: No

Marketer THOMAS WEISEL PARTNERS LLC SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

THOMAS WEISEL PARTNERS LLC
CRD 46237

Fund details & source

Fund ID: 805-2156642836
Reported beneficial owners: 87
Minimum commitment: $1M
Form D file number: 021-76589
Form D file number: 021-76590

Form ADV 1497176 · Feb 22, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINTAN PARTNERS SPECIALTY CREDIT FUND II, L.P.Hedge Fund · Last reported Feb 22, 2021$3.39MGross asset value

Feeder funds

FINTAN PARTNERS SPECIALTY CREDIT FUND II, LP

Fund administrator CITCO (CANADA), INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG SAN FRANCISCO, California, United States

Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

Fund details & source

Fund ID: 805-7614537214
Reported beneficial owners: 18
Minimum commitment: $5M
Form D file number: 021-237142

Form ADV 1497176 · Feb 22, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINTAN IRUSAN FUND, L.P.Hedge Fund · Last reported Feb 22, 2021$0Gross asset value

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States

Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNER AMPER LLP
PCAOB 274

Fund details & source

Fund ID: 805-6975441304
Reported beneficial owners: 13
Minimum commitment: $1M

Form ADV 1497176 · Feb 22, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINTAN PARTNERS SPECIALTY CREDIT FUND I, L.P.Hedge Fund · Last reported Jun 22, 2017$44MGross asset value

Form D fundraising filings

Fintan Partners Specialty Credit Fund I, L.P.

Fund administrator CITCO (CANADA), INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG SAN FRANCISCO, California, United States

Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No

Marketer CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

Fund details & source

Fund ID: 805-4671133581
Reported beneficial owners: 24
Minimum commitment: $100K
Form D file number: 021-212545

Form ADV 1122923 · Jun 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BANNAI FUND LPHedge Fund · Last reported Jun 22, 2017$13MGross asset value

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNER AMPER LLP SAN FRANCISCO, California, United States

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1687464969
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1122923 · Jun 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINTAN PARTNERS INSTITUTIONAL FUND I, LTD.Hedge Fund · Last reported Aug 24, 2018$4.76MGross asset value

Form D fundraising filings

Fintan Partners Institutional Fund I, Ltd.

Fund administrator CITCO (CANADA), INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian CITCO BANK CANADA TORONTO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

Fund details & source

Fund ID: 805-3669635291
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-212543

Form ADV 1236727 · Aug 24, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 22, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 137897

Filing source

Form ADV 1497176 · Feb 22, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.