Form D · Hedge Fund

Fifth Street Opportunities Fund, L.P.

Greenwich, CT · CIK 0001600363

Offering snapshot reported Nov 21, 2016 · SEC filing

Reported sold
$84.1M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$42M$84.1MMar 14, 2014: $12,907,088.00Mar 14, 2014Nov 21, 2014: $54,262,097.00Nov 21, 2014Nov 19, 2015: $84,062,097.00Nov 19, 2015Nov 21, 2016: $84,062,097.00Nov 21, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2016Amendment$84,062,097$0vs Nov 19, 201523SEC filing
Nov 19, 2015Amendment$84,062,097$29,800,000vs Nov 21, 201423SEC filing
Nov 21, 2014Amendment$54,262,097$41,355,009vs Mar 14, 201420SEC filing
Mar 14, 2014Initial$12,907,088No comparison10SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-213644
The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration.
Founders Class and Class A Limited Partnership Interests. The minimum amount reflected in Item 11 may be waived at the sole discretion of the General Partner of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneTrestle Point, LLC · CRD 138494

Source: Form D, filed Nov 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIFTH STREET OPPORTUNITIES FUND, L.P.

Investment adviser: FIFTH STREET MANAGEMENT LLC

Gross asset value
$73.4M
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on May 4, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC EDISON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 1113942 · May 4, 2017 · Schedule D 7.B.(1), fund 805-4991719435

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bernard D. Berman Executive, Promoter
N/A Fifth Street Management Llc Promoter
Alexander C. Frank Executive
N/A Fsco Gp Llc Executive, Promoter
Leonard M. Tannenbaum Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
777 West Putnam Avenue 3 Rd Floor
Greenwich, CT, 06830