Investment adviser · CRD 146032

FIFTH STREET MANAGEMENT LLC

Investment adviser filing (IA)

GREENWICH, CT, United States · Form ADV filed May 4, 2017

Regulatory AUM
$3.94B
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
51
Reported in this filing
Advisory professionals
22
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FIFTH STREET OPPORTUNITIES FUND, L.P.Hedge Fund · Last reported May 4, 2017$73.4MGross asset value

Form D fundraising filings

Fifth Street Opportunities Fund, L.P.

Fund administrator U.S. BANCORP FUND SERVICES, LLC EDISON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-4991719435
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-213644

Form ADV 1113942 · May 4, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIFTH STREET SENIOR LOAN FUND II OPERATING ENTITY, LLCOther Private Fund · Last reported Oct 19, 2015$317MGross asset value
Fund administrator NATIXIS, NEW YORK BRANCH NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9100189962
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 934982 · Oct 19, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIFTH STREET SENIOR LOAN FUND I, LLCSecuritized Asset Fund · Last reported Oct 19, 2015$309MGross asset value
Fund administrator WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4973383312
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 934982 · Oct 19, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIFTH STREET SENIOR LOAN FUND I OPERATING ENTITY, LLCOther Private Fund · Last reported Nov 14, 2014$27.5MGross asset value
Fund administrator WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP GLASTONBURY, Connecticut, United States
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9502838052
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 853543 · Nov 14, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 4, 2017. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH, CT, 06830, United States

CRD 146032

Filing source

Form ADV 1113942 · May 4, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.