Form D · Hedge Fund

Feingold O'Keeffe Capital I (QP), L.P.

Boston, MA · CIK 0001410922

Offering snapshot reported May 15, 2014 · SEC filing

Reported sold
$26.2M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.1M$26.2MMar 9, 2009: $24,504,403.00Mar 9, 2009Mar 10, 2010: $5,972,170.00Mar 10, 2010Mar 7, 2011: $6,472,170.00Mar 7, 2011Apr 25, 2012: $25,779,403.00Apr 25, 2012May 15, 2013: $26,079,403.00May 15, 2013May 15, 2014: $26,249,403.00May 15, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,079,403 → $26,249,403

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2014Amendment$26,249,403$170,000vs May 15, 201313SEC filing
May 15, 2013Amendment$26,079,403$300,000vs Apr 25, 201213SEC filing
Apr 25, 2012Amendment$25,779,403$19,307,233vs Mar 7, 201113SEC filing
Mar 7, 2011Amendment$6,472,170$500,000vs Mar 10, 201010SEC filing
Mar 10, 2010Amendment$5,972,170-$18,532,233vs Mar 9, 20099SEC filing
Mar 9, 2009Amendment$24,504,403No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-107926

Source: Form D, filed May 15, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FEINGOLD O'KEEFFE CAPITAL I (QP), L.P.

Investment adviser: NEWSTAR CAPITAL LLC

Gross asset value
$10.3M
Beneficial owners
8
ADV minimum commitment
$100K

Reported in Form ADV on Mar 26, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

UBS SECURITIES LLC
SEC 8-22651

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 796285 · Mar 26, 2014 · Schedule D 7.B.(1), fund 805-4521695626

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrea S. Feingold Executive
R. Ian O'keeffe Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Feingold O'keeffe Capital, L.L.C. One Exeter Plz, 699 Boylston St, 3 Rd Fl
Boston, MA, 02116