Investment adviser · CRD 137523
NEWSTAR CAPITAL LLC
Investment adviser filing (IA)
BOSTON, MA, United States · Form ADV filed Jan 22, 2018
- Regulatory AUM
- $1.76B Form ADV · Item 5.F
- Client accounts
- 12 Accounts, not individual clients
- Employees
- 14 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 5 | Not reported | Not reported |
Filing source
Form ADV 1166797 · Jan 22, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
10 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
ARCH STREET CLO, LTD.Securitized Asset Fund · Last reported Jan 22, 2018$508MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264
Fund details & source
- Fund ID
- 805-3084091789
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1166797 · Jan 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HULL STREEET CLO, LTDSecuritized Asset Fund · Last reported Jan 22, 2018$508MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264
Fund details & source
- Fund ID
- 805-1664329179
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1166797 · Jan 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LONGFELLOW PLACE CLO, LTDSecuritized Asset Fund · Last reported Jan 22, 2018$507MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
STORMHARBOUR SECURITIES LP
CRD 35997 · SEC 8-46999
Fund details & source
- Fund ID
- 805-4525653520
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1166797 · Jan 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STANIFORD STREET CLO, LTDSecuritized Asset Fund · Last reported Jan 22, 2018$401MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
STORMHARBOUR SECURITIES LP
CRD 35997 · SEC 8-46999
Fund details & source
- Fund ID
- 805-3883860764
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1166797 · Jan 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LIME STREET CLO, LTDSecuritized Asset Fund · Last reported Jan 22, 2018$192MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
UBS SECURITIES LLC
CRD 7654 · SEC 8-22651
Fund details & source
- Fund ID
- 805-2834503957
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
Form ADV 1166797 · Jan 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
EMERSON PLACE CLO, LTDSecuritized Asset Fund · Last reported Jan 22, 2018$86.7MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
Fund details & source
- Fund ID
- 805-3624821628
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
Form ADV 1166797 · Jan 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
AVERY STREET CLO, LTDSecuritized Asset Fund · Last reported Jan 22, 2018$48.6MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
Fund details & source
- Fund ID
- 805-6439311816
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
Form ADV 1166797 · Jan 22, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jan 22, 2018. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
500 BOYLSTON ST, SUITE 1250BOSTON, MA, 02116, United States
CRD 137523
Filing source
Form ADV 1166797 · Jan 22, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.