Form D · Private Equity Fund

Farol Fund III, LP

New York, NY · CIK 0001951516

Offering snapshot reported Oct 24, 2024 · SEC filing

Reported sold: $37.1M
Investors reported: 6
Minimum accepted: $0
First sale: Oct 10, 2022

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$23,841,060 → $37,086,093
Reported investors5 → 6

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 24, 2024	Amendment	$37,086,093	$13,245,033vs Oct 24, 2023	6	SEC filing
Oct 24, 2023	Amendment	$23,841,060	$0vs Oct 24, 2022	5	SEC filing
Oct 24, 2022	Initial	$23,841,060	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-462641

MCP Securities, LLC will receive at times 1% of capital it introduces to the Issuer.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
MCP SECURITIES, LLC	152669

Source: Form D, filed Oct 24, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FAROL FUND III LP

Investment adviser: FAROL INVESTMENT ADVISERS LP

Gross asset value: $44.2M
Beneficial owners: 7
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SARATOGA BUSINESS ADVISORS LLC SARATOGA SPRINGS, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No

Marketer MCP SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

MCP SECURITIES, LLC
CRD 152669 · SEC 8-68473

Filing source

Form ADV 2068993 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7312977840

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Farol Fund II, LP	Oct 20, 2020	$37,748,000	6
Farol Fund III, LP (this fund)	Oct 24, 2024	$37,086,093	6

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert Azeke	Executive
Na Farol Fund Advisors Ii, Lp	Promoter
Na Farol Fund Gp Iii, Lp	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1177 Avenue Of The Americas 5th Floor
New York, NY, 10036