Form D · Private Equity Fund

Farol Fund II, LP

New York, NY · CIK 0001694990

Offering snapshot reported Oct 20, 2020 · SEC filing

Reported sold
$37.7M
Offering amount: $225M
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 10, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.9M$37.7MFeb 9, 2017Oct 9, 2018Oct 9, 2019: $35,000,000.00Oct 9, 2019Oct 22, 2019: $27,500,000.00Oct 20, 2020: $37,748,000.00Oct 20, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$27,500,000 → $37,748,000
  • Reported investors4 → 6

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2020Amendment$37,748,000$10,248,000vs Oct 22, 20196SEC filing
Oct 22, 2019Amendment$27,500,000-$7,500,000vs Oct 9, 20194SEC filing
Oct 9, 2019Amendment$35,000,000No comparison5SEC filing
Oct 9, 2018AmendmentYet to sellNo comparison0SEC filing
Feb 9, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$120K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-280342
The sales commission is an estimate of the amount that will be paid as of the final closing of the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MCP Securities, LLC152669

Source: Form D, filed Oct 20, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FAROL FUND II, LP

Investment adviser: FAROL INVESTMENT ADVISERS LP

Gross asset value
$52M
Beneficial owners
9
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SARATOGA BUSINESS ADVISORS LLC SARATOGA SPRINGS, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A DIVISION OF FIRST CITIZENS BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Filing source

Form ADV 2068993 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8826970582

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Azeke Executive
Douglas Kelly Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Farol Asset Management, Lp 540 Madison Avenue, 21st Floor
New York, NY, 10022