Form D · Other Investment Fund

Falcon Fund

Wichita, KS · CIK 0001659071

Offering snapshot reported May 5, 2023 · SEC filing

Reported sold
$2.4M
Offering amount: $2.4M
Investors reported
3
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Apr 30, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 5, 2023Initial$2,400,000No comparison3SEC filing
Jan 20, 2016Initial$454,832No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-480990

Source: Form D, filed May 5, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FALCON FUND

Investment adviser: MOSBY LINCOLN LC

Gross asset value
$70.8M
Beneficial owners
34
ADV minimum commitment
$1

Reported in Form ADV on Mar 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HERITAGE GROUP LC WICHITA, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor KOCH SIEDHOFF HAND & DUNN WICHITA, Kansas, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian INTRUST BANK, N.A. WICHITA, Kansas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 1276058 · Mar 27, 2019 · Schedule D 7.B.(1), fund 805-1412696561

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edward M Lincoln Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
7309 E 21 St St N, Suite 120
Wichita, KS, 67206