Investment adviser · CRD 107135

MOSBY LINCOLN LC

Investment adviser filing (IA)

WICHITA, KS, United States · Form ADV filed Mar 27, 2019

Regulatory AUM: $354M
Client accounts: 6
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$345,471,429	97.6%
Individuals	Fewer than 5	$8,421,061	2.4%

Filing source

Form ADV 1276058 · Mar 27, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GAR76Other Private Fund · Last reported Mar 27, 2019$167MGross asset value

Form D fundraising filings

Gar76

Fund administrator HERITAGE GROUP LC WICHITA, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KOCH SIEDHOFF HAND & DUNN WICHITA, Kansas, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian INTRUST BANK, N.A. WICHITA, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9837169634
Reported beneficial owners: 46
Minimum commitment: $1
Form D file number: 021-255506

Form ADV 1276058 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NET VENTURELiquidity Fund · Last reported Mar 27, 2019$71.8MGross asset value

Fund administrator HERITAGE GROUP LC WICHITA, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KOCH SIEDHOFF HAND & DUNN WICHITA, Kansas, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian INTRUST BANK, N.A. WICHITA, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-3267455725
Reported beneficial owners: 81
Minimum commitment: $1
Form D file number: 021-255510

Form ADV 1276058 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FALCON FUNDOther Private Fund · Last reported Mar 27, 2019$70.8MGross asset value

Form D fundraising filings

Falcon Fund

Fund administrator HERITAGE GROUP LC WICHITA, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KOCH SIEDHOFF HAND & DUNN WICHITA, Kansas, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian INTRUST BANK, N.A. WICHITA, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-1412696561
Reported beneficial owners: 34
Minimum commitment: $1
Form D file number: 021-255508

Form ADV 1276058 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OGLAS ASSOCIATESOther Private Fund · Last reported Mar 27, 2019$18.6MGross asset value

Fund administrator HERITAGE GROUP, LC WICHITA, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian INTRUST BANK, N.A. WICHITA, Kansas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-6537027261
Reported beneficial owners: 14
Minimum commitment: $1

Form ADV 1276058 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOLKIM ASSOCIATESLiquidity Fund · Last reported Mar 27, 2019$17.4MGross asset value

Fund administrator HERITAGE GROUP, LC WICHITA, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian INTRUST BANK, N.A. WICHITA, Kansas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9088472490
Reported beneficial owners: 25
Minimum commitment: $1

Form ADV 1276058 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

40Other Private Fund · Last reported Mar 27, 2012$2.34MGross asset value

Fund administrator HERITAGE GROUP LC WICHITA, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Custodian INTRUST BANK, N.A. WICHITA, Kansas, United States Related to adviser: No

Custodian VANGUARD MARKETING CORPORATION MALVERN, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

VANGUARD MARKETING CORPORATION
SEC 8-21570

Fund details & source

Fund ID: 805-4159692670
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 611657 · Mar 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

7309 E. 21ST, SUITE 120
WICHITA, KS, 67206-1178, United States

CRD 107135

Filing source

Form ADV 1276058 · Mar 27, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.