Form D · Private Equity Fund
Face-Off Partners, LLC
New York, NY · CIK 0001491789
Offering snapshot reported May 12, 2010 · SEC filing
- Reported sold
- $11.3M Offering amount: $12M
- Investors reported
- 91 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 30, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 12, 2010 | Initial | $11,295,417 | No comparison | 91 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $791K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-141941
The total offering amount includes an over-subscription option of $2,000,000.
Does not include a $25,000 non-accountable expenses allowance.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Laidlaw & Company (UK) Ltd. | 119037 |
Source: Form D, filed May 12, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Hugh Regan | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
90 Park Avenue, 31 St Floor
New York, NY, 10016
New York, NY, 10016