Form D · Private Equity Fund

Face-Off Partners II,LLC

New York, NY · CIK 0001502478

Offering snapshot reported Dec 21, 2011 · SEC filing

Reported sold
$14.1M
Offering amount: $22M
Investors reported
96
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 24, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.07M$14.1MSep 30, 2010: $4,848,970.00Sep 30, 2010Dec 21, 2011: $14,147,135.00Dec 21, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,848,970 → $14,147,135
  • Reported investors36 → 96

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2011Amendment$14,147,135$9,298,165vs Sep 30, 201096SEC filing
Sep 30, 2010Initial$4,848,970No comparison36SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$1.54M
Finders' fees
$0
Form D file number
021-148354
The issue has also accepted additional capital contributions from members of $4,068,017.
Includes commissions of $345,781 on additional capital contributions by members.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Laidlaw & Company (UK) Ltd.119037

Source: Form D, filed Dec 21, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hugh Regan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
90 Park Avenue, 31 St Floor
New York, NY, 10016