Form D · Other Investment Fund

ExWorks Capital Fund I, L.P.

Chicago, IL · CIK 0001617869

Offering snapshot reported May 3, 2018 · SEC filing

Reported sold: $175M
Investors reported: 93
Minimum accepted: $25K
First sale: Sep 19, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$143,991,457 → $174,716,156
Reported investors90 → 93

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 3, 2018	Amendment	$174,716,156	$30,724,699vs May 11, 2017	93	SEC filing
May 11, 2017	Amendment	$143,991,457	$80,248,957vs Apr 20, 2016	90	SEC filing
Apr 20, 2016	Amendment	$63,742,500	$15,332,500vs Oct 2, 2014	66	SEC filing
Oct 2, 2014	Initial	$48,410,000	No comparison	58	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-225657

Source: Form D, filed May 3, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EXWORKS CAPITAL FUND I, L.P.

Investment adviser: EXWORKS CAPITAL, LLC

Gross asset value: $131M
Beneficial owners: 87
ADV minimum commitment: $50K

Reported in Form ADV on Dec 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor TAIT, WELLER & BAKER LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

TAIT, WELLER & BAKER LLP
PCAOB 445

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 1580359 · Dec 1, 2021 · Schedule D 7.B.(1), fund 805-8354869613

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Randolph T. Abrahams	Executive
Alan Beard	Executive
N/A Capitol Financial Strategies	Executive
N/A Ex Works Capital Fund I Gp, Llc	Executive
N/A Ex Works Capital, Llc	Executive
John Mc Adams	Executive
Richard E. Perlman	Executive
James K. Price	Executive
N/A Red Ridge Finance Group	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

333 W. Wacker Drive 16 Th Floor
Chicago, IL, 60606