Investment adviser · CRD 173913

EXWORKS CAPITAL, LLC

Investment adviser filing (IA)

OAK BROOK, IL, United States · Form ADV filed Dec 1, 2021

Regulatory AUM: $271M
Client accounts: 4
Employees: 13
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$271,174,340	100.0%

Filing source

Form ADV 1580359 · Dec 1, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EXWORKS CAPITAL FUND I, L.P.Other Private Fund · Last reported Dec 1, 2021$131MGross asset value

Form D fundraising filings

ExWorks Capital Fund I, L.P.

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor TAIT, WELLER & BAKER LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian KINGDOM TRUST COMPANY MURRAY, Kentucky, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

TAIT, WELLER & BAKER LLP
PCAOB 445

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-8354869613
Reported beneficial owners: 87
Minimum commitment: $50K
Form D file number: 021-225657

Form ADV 1580359 · Dec 1, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXWORKS CAPITAL FUND II-PARALLEL VEHICLE, L.P.Other Private Fund · Last reported Dec 1, 2021$87.5MGross asset value

Auditor TAIT, WELLER & BAKER LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

TAIT, WELLER & BAKER LLP
PCAOB 445

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN6

Fund details & source

Fund ID: 805-9452499523
Reported beneficial owners: 5
Minimum commitment: $10M

Form ADV 1580359 · Dec 1, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXWORKS CAPITAL FUND I-PARALLEL VEHICLE, L.P.Other Private Fund · Last reported Dec 1, 2021$47MGross asset value

Form D fundraising filings

ExWorks Capital Fund I-Parallel Vehicle, L.P.

Auditor TAIT, WELLER & BAKER LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

TAIT, WELLER & BAKER LLP
PCAOB 445

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN6

Fund details & source

Fund ID: 805-7957216118
Reported beneficial owners: 3
Minimum commitment: $2M
Form D file number: 021-267523

Form ADV 1580359 · Dec 1, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXWORKS CAPITAL FUND QP I, L.P.Other Private Fund · Last reported Dec 1, 2021$5.34MGross asset value

Form D fundraising filings

ExWorks Capital Fund QP I, L.P.

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor TAIT, WELLER & BAKER LLP PHILADELPHIA, Pennsylvania, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

TAIT, WELLER & BAKER LLP
PCAOB 445

Fund details & source

Fund ID: 805-1879175156
Reported beneficial owners: 6
Minimum commitment: $750K
Form D file number: 021-313108

Form ADV 1580359 · Dec 1, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 1, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1415 WEST 22ND STREET, TOWER FLOOR
OAK BROOK, IL, 60523, United States

CRD 173913

Filing source

Form ADV 1580359 · Dec 1, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.