Form D · Hedge Fund

Expo Health Sciences Fund Ltd

Grand Cayman, E9 · CIK 0001419279

Offering snapshot reported Nov 10, 2011 · SEC filing

Reported sold: $289M
Investors reported: 55
Minimum accepted: $0
First sale: Apr 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 10, 2011	Amendment	$288,518,286	No comparison	55	SEC filing
Nov 10, 2010	Amendment	$154,127,191	No comparison	42	SEC filing
Jul 23, 2010	Amendment	$70,306,191	No comparison	26	SEC filing
Nov 20, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-111394

The amount reported in Item 13(b) includes the total amount sold by the issuer, including the amount sold to non-U.S. investors.

Participating Redeemable Shares

Source: Form D, filed Nov 10, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EXPO HEALTH SCIENCES FUND, LTD

Investment adviser: EXPO CAPITAL MANAGEMENT LLC

Gross asset value: $246M
Beneficial owners: 45
ADV minimum commitment: $1M

Reported in Form ADV on Feb 14, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DEUTSCHE BANK ALTERNATIVE FUND SERVICES GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CAMANA BAY, Cayman Islands

Custodian DEUTSCHE BANK (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Marketer JMP SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

JMP SECURITIES LLC
CRD 22208 · SEC 8-39613

Filing source

Form ADV 611970 · Feb 14, 2012 · Schedule D 7.B.(1), fund 805-7213171031

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Graham Hedley Cook	Director
Ronan Guilfoyle	Director
Geoff Ruddick	Director
Paul A Sinclair	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Dms Management Ltd., Dms House 20 Genesis Close, P.O. Box 31910
Grand Cayman, E9, KY1-1208