Investment adviser · CRD 157786

EXPO CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Feb 14, 2012

Regulatory AUM
$855M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EXPO HEALTH SCIENCES MASTER FUND, LPHedge Fund · Last reported Feb 14, 2012$761MGross asset value

Feeder funds

Fund administrator DEUTSCHE BANK ALTERNATIVE FUND SERVICES GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian JEFFERIES & COMPANY, INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Marketer JMP SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

JEFFERIES & COMPANY, INC.
SEC 8-15074

J.P. MORGAN CLEARING CORP.
SEC 8-43724

JMP SECURITIES LLC
CRD 22208 · SEC 8-39613

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-8209640506
Reported beneficial owners
124
Minimum commitment
$1M

Form ADV 611970 · Feb 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERMAL EXPO FUND LTDHedge Fund · Last reported Feb 14, 2012$93.6MGross asset value
Fund administrator CITCO FUND SERVICES WILLEMSTAD, CURACAO, Other Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS TORONTO, ONTARIO, Canada
Custodian JEFFERIES & COMPANY, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES & COMPANY, INC.
SEC 8-15074

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-8369189377
Reported beneficial owners
8
Minimum commitment
$100K

Form ADV 611970 · Feb 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 14, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

11111 SANTA MONICA BLVD, SUITE 1470
LOS ANGELES, CA, 90025, United States

CRD 157786

Filing source

Form ADV 611970 · Feb 14, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.