Form D · Other Investment Fund
Exploration Capital Partners 2012 Limited Partnership
Carlsbad, CA · CIK 0001572357
Offering snapshot reported Mar 26, 2013 · SEC filing
- Reported sold
- $34.2M Offering amount: $34.2M
- Investors reported
- 99 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Mar 13, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 26, 2013 | Initial | $34,206,925 | No comparison | 99 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.03M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-193889
The Issuer is not paying any sales commissions. The disclosed commissions are paid by Sprott Global Resource Investments, Ltd., sponsor of the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments, Ltd. | 35878 |
Source: Form D, filed Mar 26, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EXPLORATION CAPITAL PARTNERS 2012 LIMITED PARTNERSHIP
Investment adviser: RESOURCE CAPITAL INVESTMENT CORPORATION
- Gross asset value
- $10.5M
- Beneficial owners
- 99
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
TAIT WELLER
PCAOB 445
RBC CAPITAL MARKETS, LLC
SEC 8-45411
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039
Filing source
Form ADV 1747272 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-4070422881
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Laura Acevedo | Executive |
| Gretchen Carter | Executive |
| N/A Resource Capital Investment Corp. | Promoter |
| Arthur Richard Rule | Executive |
| N/A Sprott Global Resrouce Investments, Ltd. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Carlsbad, CA, 92008