Form D · Hedge Fund

Evolution Technology, Media & Telecommunications Fund

Santa Monica, CA · CIK 0001695373

Offering snapshot reported Jan 18, 2018 · SEC filing

Reported sold
$1.75M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 29, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.71M$5.41MJan 24, 2017: $5,410,730.00Jan 24, 2017Jan 18, 2018: $1,748,416.00Jan 18, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,410,730 → $1,748,416

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 18, 2018Amendment$1,748,416-$3,662,314vs Jan 24, 20174SEC filing
Jan 24, 2017Initial$5,410,730No comparison4SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-279031
The original Form D filed identified total amounts sold including amounts sold to foreign investors, without reliance on Regulation D. This amendment identifies amounts sold to date in reliance on Regulation D.
Participating shares

Source: Form D, filed Jan 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EVOLUTION TECHNOLOGY, MEDIA AND TELECOMMUNICATIONS FUND

Investment adviser: EVOLUTION CAPITAL MANAGEMENT LLC

Gross asset value
$19.8M
Beneficial owners
15
ADV minimum commitment
$100K

Reported in Form ADV on Nov 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MAPLES FUNDS SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Custodian EVOLUTION JAPAN SECURITIES CO., LTD. TOKYO, Japan Related to adviser: Yes
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker EVOLUTION JAPAN SECURITIES CO., LTD. TOKYO, Japan
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

EVOLUTION JAPAN SECURITIES CO., LTD.
LEI 353800O6EQQFB1WXS538

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 1354611 · Nov 5, 2019 · Schedule D 7.B.(1), fund 805-9637508125

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard George Chisholm Director
Michael Lee Lerch Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Evolution Capital Management Llc 2425 Olympic Blvd Ste 125 E
Santa Monica, CA, 90404