Form D · Hedge Fund

Evolution Special Opportunities Ltd. II SPC, Segregated Portfolio C

Santa Monica, CA · CIK 0001627884

Offering snapshot reported Feb 17, 2015 · SEC filing

Reported sold
$35M
Offering amount: $50M
Investors reported
18
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 10, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MFeb 10, 2015: $50,000,000.00Feb 10, 2015Feb 17, 2015: $35,000,000.00Feb 17, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,000,000 → $35,000,000
  • Reported investors19 → 18

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 17, 2015Amendment$35,000,000-$15,000,000vs Feb 10, 201518SEC filing
Feb 10, 2015Initial$50,000,000No comparison19SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-233848
Participating shares

Source: Form D, filed Feb 17, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EVOLUTION SPECIAL OPPORTUNITIES LTD. II SPC, SEGREGATED PORTFOLIO C

Investment adviser: EVOLUTION CAPITAL MANAGEMENT LLC

Gross asset value
$425K
Beneficial owners
17
ADV minimum commitment
$100K

Reported in Form ADV on Jul 19, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian ROTHSCHILD BANK INTERNATIONAL LIMITED ST. PETER PORT, Guernsey Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1128622 · Jul 19, 2017 · Schedule D 7.B.(1), fund 805-2503255212

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard George Chisholm Director
Michael Lee Lerch Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Evolution Capital Management Llc 2425 Olympic Blvd. Ste. 120 E
Santa Monica, CA, 90404