Form D · Hedge Fund

ETM Fund Ltd.

Grand Cayman, E9 · CIK 0001621822

Offering snapshot reported Oct 9, 2014 · SEC filing

Reported sold
$200M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100M
Reported outside-investor minimum
First sale
Oct 6, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 9, 2014Initial$200,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-226142

Source: Form D, filed Oct 9, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ETM FUND LTD.

Investment adviser: BLACK RIVER ASSET MANAGEMENT LLC

Gross asset value
$228M
Beneficial owners
2
ADV minimum commitment
$100M

Reported in Form ADV on Jan 20, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WELLS FARGO GLOBAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

Filing source

Form ADV 969529 · Jan 20, 2016 · Schedule D 7.B.(1), fund 805-5159480491

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Black River Asset Management Llc Promoter
Sophia Dilbert Director
Robert Goedken Director
Peter Huber Director
Thomas Intrator Director
William Shaw Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corp. Services Ltd. Ugland House, S. Church Street
Grand Cayman, E9, KY1-1104