Investment adviser · CRD 127590

BLACK RIVER ASSET MANAGEMENT LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

HOPKINS, MN, United States · Form ADV filed Jul 19, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

26 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BLACK RIVER COMMODITY INVESTMENT PARTNERS FUND LLCPrivate Equity Fund · Last reported Jul 19, 2017$5.8MGross asset value

Feeder funds

  • BLACK RIVER COMMODITY MULTI-STRATEGY FUND LLC
  • BLACK RIVER COMMODITY MULTI-STRATEGY FUND LTD.
Fund administrator WELLS FARGO GLOBAL FUND SERVICES EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
SEC 8-44744

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-2060390010
Reported beneficial owners
108
Minimum commitment
$5M
Form D file number
021-91201
Form D file number
021-91252

Form ADV 1128624 · Jul 19, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLACK RIVER CAPITAL PARTNERS FUND (LNG) LPPrivate Equity Fund · Last reported Jul 19, 2017$16.1KGross asset value
Fund administrator WELLS FARGO GLOBAL FUND SERVICES EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
SEC 8-44744

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6610531093
Reported beneficial owners
7
Minimum commitment
$5M

Form ADV 1128624 · Jul 19, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLACK RIVER FIRV OPPORTUNITY MASTER FUND LTD.Hedge Fund · Last reported Jan 20, 2016$52.9BGross asset value

Feeder funds

Fund administrator WELLS FARGO GLOBAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian HSBC SECURITIES (USA) INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

HSBC SECURITIES (USA) INC.
SEC 8-41562

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

NEWEDGE USA, LLC
SEC 8-47023

STATE STREET GLOBAL MARKETS, LLC
SEC 8-44744

Fund details & source
Fund ID
805-4128658602
Reported beneficial owners
45
Minimum commitment
$5M
Form D file number
021-75009

Form ADV 969529 · Jan 20, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLACK RIVER INFLATION OPPORTUNITY FUND LTD.Hedge Fund · Last reported Jan 20, 2016$11.8BGross asset value
Fund administrator WELLS FARGO GLOBAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

STATE STREET GLOBAL MARKETS, LLC
SEC 8-44744

Fund details & source
Fund ID
805-2407368755
Reported beneficial owners
1
Minimum commitment
$5M

Form ADV 969529 · Jan 20, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLACK RIVER AGRICULTURE FUND 2 LPPrivate Equity Fund · Last reported Oct 2, 2015$2.54BGross asset value
Fund administrator WELLS FARGO GLOBAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

Fund details & source
Fund ID
805-5861657677
Reported beneficial owners
17
Minimum commitment
$5M
Form D file number
021-199437

Form ADV 949841 · Oct 2, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLACK RIVER EMERGING MARKETS FUND LTD.Hedge Fund · Last reported Aug 28, 2015$1.33BGross asset value

Feeder funds

Fund administrator WELLS FARGO GLOBAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian BANCO DE OCCIDENTE SA BOGOTA, Colombia Related to adviser: No
Custodian BANCO DE VENEZUELA (CARACAS) CARACAS, Venezuela Related to adviser: No
Custodian BANCO ITAU CHILE SA SANTIAGO, Chile Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian HSBC BANK ARGENTINA S.A. (BUENOS AIRES) BUENOS AIRES, Argentina Related to adviser: No
Custodian HSBC MEXICO SA MEXICO CITY, Mexico Related to adviser: No
Custodian ITAU UNIBANCO SA SAO PAULO, Brazil Related to adviser: No
Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

STATE STREET GLOBAL MARKETS, LLC
SEC 8-44744

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6825483159
Reported beneficial owners
29
Minimum commitment
$1M
Form D file number
021-168720

Form ADV 940672 · Aug 28, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLACK RIVER FOOD FUND 2 LPPrivate Equity Fund · Last reported Oct 2, 2015$682MGross asset value
Fund administrator WELLS FARGO GLOBAL FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP MINNEAPOLIS, Minnesota, United States
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker STATE STREET GLOBAL MARKETS, LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

STATE STREET GLOBAL MARKETS, LLC
CRD 30107 · SEC 8-44744

Fund details & source
Fund ID
805-2419127571
Reported beneficial owners
23
Minimum commitment
$5M
Form D file number
021-219508

Form ADV 949841 · Oct 2, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 19, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

9320 EXCELSIOR BOULEVARD, MS 143-5-2
HOPKINS, MN, 55343, United States

CRD 127590

Filing source

Form ADV 1128624 · Jul 19, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.