Form D · Hedge Fund

EMF Fixed Income Fund, Ltd.

George Town, E9 · CIK 0001531529

Offering snapshot reported Apr 30, 2013 · SEC filing

Reported sold: $8.93M
Investors reported: 10
Minimum accepted: $50K
First sale: Dec 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,434,347 → $8,934,347
Reported investors9 → 10

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 30, 2013	Amendment	$8,934,347	$3,500,000vs Feb 8, 2013	10	SEC filing
Feb 8, 2013	Amendment	$5,434,347	$0vs Sep 28, 2012	9	SEC filing
Sep 28, 2012	Amendment	$5,434,347	-$39,773,213vs Sep 30, 2011	9	SEC filing
Sep 30, 2011	Initial	$45,207,560	No comparison	6	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-166630

Source: Form D, filed Apr 30, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMF FIXED INCOME FUND, LTD.

Investment adviser: EMF FINANCIAL PRODUCTS LLC

Gross asset value: $4.97B
Beneficial owners: 47
ADV minimum commitment: $1M

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GEORGE TOWN, Cayman Islands

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian BARCLAYS CAPITAL SECURITIES LTD. LONDON, United Kingdom Related to adviser: No

Custodian CITCO BANK AND TRUST COMPANY LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Custodian JP MORGAN CHASE, N.A. LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer AWARD CAPITAL ADVISORY LTD. LONDON, United Kingdom Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker BARCLAYS CAPITAL SECURITIES LTD. LONDON, United Kingdom

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 718530 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-8316859491

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Patrick Agemian	Director
Alun Davies	Director
Eric Flanagan	Director
Thomas Kirch	Director
Patrick Sheehan	Director
Harry Whitney Tindale	Director
Harry Whitney Tjndale	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ugland House, S. Church Street Box 309 Gt
George Town, E9, KY1-1104