Investment adviser · CRD 136503

EMF FINANCIAL PRODUCTS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 28, 2013

Regulatory AUM
$6.65B
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
14
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EMF FIXED INCOME FUND, LTD.Hedge Fund · Last reported Mar 28, 2013$4.97BGross asset value

Form D fundraising filings

EMF Fixed Income Fund, Ltd.

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GEORGE TOWN, Cayman Islands
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL SECURITIES LTD. LONDON, United Kingdom Related to adviser: No
Custodian CITCO BANK AND TRUST COMPANY LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian JP MORGAN CHASE, N.A. LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer AWARD CAPITAL ADVISORY LTD. LONDON, United Kingdom Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BARCLAYS CAPITAL SECURITIES LTD. LONDON, United Kingdom
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-8316859491
Reported beneficial owners
47
Minimum commitment
$1M
Form D file number
021-166630

Form ADV 718530 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2013. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

70 EAST 55TH STREET, 22ND FLOOR
NEW YORK, NY, 10022, United States

CRD 136503

Filing source

Form ADV 718530 · Mar 28, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.