Form D · Private Equity Fund

Emerging Technologies Fund II LLC

New York, NY · CIK 0001629385

Offering snapshot reported Mar 8, 2017 · SEC filing

Reported sold: $9M
Investors reported: 9
Minimum accepted: $300K
First sale: Jul 10, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,697,396 → $8,997,396
Reported investors8 → 9
Minimum accepted$400,000 → $300,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 8, 2017	Amendment	$8,997,396	$2,300,000vs Mar 16, 2016	9	SEC filing
Mar 16, 2016	Initial	$6,697,396	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-259382

Source: Form D, filed Mar 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EMERGING TECHNOLOGIES FUND II LLC

Investment adviser: OPEN FIELD CAPITAL LLC

Gross asset value: $6.31M
Beneficial owners: 11
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PERENNIAL FUND SERVICES, LLC WESTLAKE VILLAGE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO. ENGLEWOOD, Colorado, United States

Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Custodian CARTA SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO.
PCAOB 673

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

CARTA SECURITIES, LLC
SEC 8-69701

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2082222 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-7174390451

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Emerging Technologies Fund II LLC (this fund)	Mar 8, 2017	$8,997,396	9
Emerging Technologies Fund III LLC	Dec 26, 2019	$9,188,072	10
Emerging Technologies Fund III LP	Dec 26, 2019	$4,049,998	5

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Marc Weiss	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1140 Avenue Of The Americas, 9 Th Floor
New York, NY, 10036