Form D · Other Investment Fund

Emerging Markets Small Cap Equity Fund, Ltd.

George Town, Grand Cayman, E9 · CIK 0001642322

Offering snapshot reported Oct 7, 2020 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $5M
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Source
Oct 7, 2020	Amendment	Yet to sell	No comparison	SEC filing
Jun 5, 2020	Amendment	Yet to sell	No comparison	SEC filing
Sep 12, 2018	Amendment	Yet to sell	No comparison	SEC filing
Sep 18, 2017	Amendment	Yet to sell	No comparison	SEC filing
Sep 2, 2016	Amendment	Yet to sell	No comparison	SEC filing
May 19, 2015	Initial	Yet to sell	No comparison	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-240169

Offering terminated; issuer to cease legal existence on or before December 31, 2020.

Source: Form D, filed Oct 7, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE EMERGING MARKETS SMALL CAP EQUITY FUND, LTD

Investment adviser: LMCG INVESTMENTS, LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $5M

Reported in Form ADV on Sep 29, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GEORGE TOWN, Cayman Islands

Auditor RSM USA LLP BOSTON, Massachusetts, United States

Custodian MUFG UNION BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1143980 · Sep 29, 2017 · Schedule D 7.B.(1), fund 805-1303276746

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William J. Bruce	Director
Brad G Cowdroy	Director
Alun Davies	Director
N/A Lmcg Investments, Llc	Promoter
Joseph F. Tower Iii	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9007