Investment adviser · CRD 149936

LMCG INVESTMENTS, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Apr 9, 2026

Regulatory AUM: $6.83B
Client accounts: 1,965
Employees: 46
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	725	$2,463,889,786	36.1%
Pooled investment vehicles	2	$2,447,208,810	35.8%
Government entities	4	$1,171,717,267	17.1%
Investment companies	1	$251,104,783	3.7%
Charities	37	$220,660,523	3.2%
Other investment advisers	7	$132,465,349	1.9%
Corporations & businesses	24	$89,487,181	1.3%
Individuals	168	$57,759,571	0.8%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2093277 · Apr 9, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SERENITAS CREDIT GAMMA MASTER FUND, LPHedge Fund · Last reported Apr 9, 2026$1.56BGross asset value

Feeder funds

Fund administrator SS&C FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GEORGE TOWN, Cayman Islands

Auditor RSM US LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No

Marketer AMIT SNIR ZICHRON YA'AKOV, Israel Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM CAYMAN LTD.
PCAOB 6894

RSM US LLP
PCAOB 49

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-7613920616
Reported beneficial owners: 262
Minimum commitment: $1M
Form D file number: 021-199076
Form D file number: 021-199129

Form ADV 2093277 · Apr 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SERENITAS DYNAMIC ALPHA MASTER FUND, LPHedge Fund · Last reported Apr 9, 2026$890MGross asset value

Feeder funds

Fund administrator SS&C FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GEORGE TOWN, Cayman Islands

Auditor RSM US LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer ENCOUNTER CAPITAL ISRAEL LTD. TEL MOND, Israel Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM CAYMAN LTD.
PCAOB 6894

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-8414409875
Reported beneficial owners: 46
Minimum commitment: $1M
Form D file number: 021-504734
Form D file number: 021-504740

Form ADV 2093277 · Apr 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE EMERGING MARKETS EQUITY FUND, LTD.Other Private Fund · Last reported Oct 1, 2020$33.3MGross asset value

Form D fundraising filings

Emerging Markets Equity Fund, Ltd.

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GEORGE TOWN, Cayman Islands

Auditor RSM USA LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM USA LLP
PCAOB 49

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-4371147770
Reported beneficial owners: 3
Minimum commitment: $5M
Form D file number: 021-202236

Form ADV 1459521 · Oct 1, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LMCG GLOBAL MARKET NEUTRAL FUND, L.P.Hedge Fund · Last reported Apr 2, 2013$1.33MGross asset value

Custodian GOLDMAN SACHS & CO. NEW YORK CITY, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-2319359171
Reported beneficial owners: 2
Minimum commitment: $500K

Form ADV 727296 · Apr 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LMCG EMERGING MARKETS FUND, L.P.Other Private Fund · Last reported Apr 2, 2013$777KGross asset value

Custodian STATE STREET BANK QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9557427143
Reported beneficial owners: 2
Minimum commitment: $500K

Form ADV 727296 · Apr 2, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE EMERGING MARKETS SMALL CAP EQUITY FUND, LTDOther Private Fund · Last reported Sep 29, 2017$0Gross asset value

Form D fundraising filings

Emerging Markets Small Cap Equity Fund, Ltd.

Fund administrator ATLANTIC FUND ADMINISTRATION, LLC PORTLAND, Maine, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM CAYMAN LTD. GEORGE TOWN, Cayman Islands

Auditor RSM USA LLP BOSTON, Massachusetts, United States

Custodian MUFG UNION BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1303276746
Reported beneficial owners: 0
Minimum commitment: $5M
Form D file number: 021-240169

Form ADV 1143980 · Sep 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 9, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

ONE BOSTON PLACE, 201 WASHINGTON STREET, 29TH FLOOR
BOSTON, MA, 02108, United States

CRD 149936

Filing source

Form ADV 2093277 · Apr 9, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.