Form D · Hedge Fund
Emerging Frontiers Fund LP
Tacoma, WA · CIK 0001464847
Offering snapshot reported Mar 19, 2020 · SEC filing
- Reported sold
- $18.5M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 22, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 19, 2020 | Amendment | $18,502,000 | $0vs Oct 15, 2019 | 17 | SEC filing |
| Oct 15, 2019 | Amendment | $18,502,000 | $422,000vs Oct 17, 2018 | 17 | SEC filing |
| Oct 17, 2018 | Amendment | $18,080,000 | $0vs Oct 17, 2017 | 17 | SEC filing |
| Oct 17, 2017 | Amendment | $18,080,000 | $10,005,000vs Jun 20, 2017 | 17 | SEC filing |
| Jun 20, 2017 | Amendment | $8,075,000 | $0vs Jun 16, 2017 | 16 | SEC filing |
| Jun 16, 2017 | Amendment | $8,075,000 | $250,000vs Jan 30, 2017 | 16 | SEC filing |
| Jan 30, 2017 | Amendment | $7,825,000 | $50,000vs Jan 9, 2017 | 15 | SEC filing |
| Jan 9, 2017 | Amendment | $7,775,000 | $0vs Jan 6, 2017 | 15 | SEC filing |
| Jan 6, 2017 | Amendment | $7,775,000 | $250,000vs Jan 6, 2016 | 15 | SEC filing |
| Jan 6, 2016 | Amendment | $7,525,000 | -$50,000vs Jan 15, 2015 | 15 | SEC filing |
| Jan 15, 2015 | Amendment | $7,575,000 | $1,000,000vs Jan 15, 2014 | 14 | SEC filing |
| Jan 15, 2014 | Amendment | $6,575,000 | $450,000vs Jan 15, 2013 | 13 | SEC filing |
| Jan 15, 2013 | Amendment | $6,125,000 | $3,375,000vs Aug 2, 2010 | 12 | SEC filing |
| Aug 2, 2010 | Amendment | $2,750,000 | $1,950,000vs Jun 30, 2009 | 5 | SEC filing |
| Jun 30, 2009 | Initial | $800,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-132348
The Issuer is offering an unlimited amount of limited partnership interests.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Frontier Partners, Inc | 155408 | Frontier Partners, Inc · CRD 155408 |
Source: Form D, filed Mar 19, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
THE EMERGING FRONTIERS LP
Investment adviser: CARAVAN CAPITAL MANAGEMENT LLC
- Gross asset value
- $11.1M
- Beneficial owners
- 6
- ADV minimum commitment
- $500K
Reported in Form ADV on Jul 1, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ASHLAND PARTNERS
PCAOB 3783
Filing source
Form ADV 1435233 · Jul 1, 2020 · Schedule D 7.B.(1), fund 805-6843507481
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Caravan Capital Management, Llc | Executive, Promoter |
| Caravan Capital Partners Llc | Executive, Promoter |
| Caravan Capital Management Llc | Executive, Promoter |
| Clifford Quisenberry, Jr. | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Tacoma, WA, 98402