Investment adviser · CRD 148301

CARAVAN CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

TACOMA, WA, United States · Form ADV filed Jul 1, 2020

Regulatory AUM: $69.5M
Client accounts: 6
Employees: 5
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	2	$36,093,374	51.9%
Pooled investment vehicles	3	$24,221,958	34.8%
Charities	Fewer than 5	$9,228,359	13.3%

Filing source

Form ADV 1435233 · Jul 1, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MIRI STRATEGIC EMERGING MARKETS FUND LPHedge Fund · Last reported Jul 1, 2020$13.1MGross asset value

Form D fundraising filings

MIRI Strategic Emerging Markets Fund LP

Fund administrator PERENNIAL FUND SERVICES, LLC LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ASHLAND PARTNERS JACKSONVILLE, Oregon, United States

Custodian US BANK ST. PAUL, Minnesota, United States Related to adviser: No

Marketer FRONTIER PARTNERS, INC. NORTHBROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ASHLAND PARTNERS
PCAOB 3783

FRONTIER PARTNERS, INC.
CRD 155408 · SEC 801-71938

Fund details & source

Fund ID: 805-7096087391
Reported beneficial owners: 15
Minimum commitment: $100K
Form D file number: 021-330319

Form ADV 1435233 · Jul 1, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE EMERGING FRONTIERS MASTER FUND LTD.Hedge Fund · Last reported Jul 1, 2020$11.1MGross asset value

Feeder funds

THE EMERGING FRONTIERS LP

Fund administrator PERENNIAL FUND SERIVICES LLC LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ASHLAND PARTNERS JACKSONVILLE, Oregon, United States

Custodian AUERBACH GRAYSON & COMPANY LLC NEW YORK, New York, United States Related to adviser: No

Custodian BDSEC JSC. ULAANBAATAR, Mongolia Related to adviser: No

Custodian BOURSE SECURITIES LIMITED PORT OF SPAIN, Trinidad and Tobago Related to adviser: No

Custodian BULL AND BEAR AD PODGORICA PODGORICA, Montenegro Related to adviser: No

Custodian CENTRAL DEPOSITORY AGENCY AD PODGORICA PODGORICA, Montenegro Related to adviser: No

Custodian CENTRAL DEPOSITORY OF TRINIDAD & TOBAGO LTD PORT OF SPAIN, Trinidad and Tobago Related to adviser: No

Custodian CENTRAL REGISTRY OF SECURITIES JSC BANJA LUKA BANJA LUKA, Bosnia and Herzegovina Related to adviser: No

Custodian CENTRAL SECURITIES CLEARING SYSTEM PLC LAGOS, Nigeria Related to adviser: No

Custodian CSL STOCKBROKERS LIMITED LAGOS, Nigeria Related to adviser: No

Custodian GSE SECURITIES DEPOSITORY CO. LTD ACCRA, Ghana Related to adviser: No

Custodian HSBC MIDDLE EAST LTD. DOHA, Qatar Related to adviser: No

Custodian HSBC MIDDLE EAST LTD. SAFAT, Kuwait Related to adviser: No

Custodian HSBC MIDDLE EAST LTD. DUBAI, United Arab Emirates Related to adviser: No

Custodian IC SECURITIES ACCRA, Ghana Related to adviser: No

Custodian MONTEVIDEO STOCK EXCHANGE MONTEVIDEO, Uruguay Related to adviser: No

Custodian NOVA BANK A.D. BANJALUKA, Bosnia and Herzegovina Related to adviser: No

Custodian PAULLIER & CIA, INTERNATIONAL MONTEVIDEO, Uruguay Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian SECURITIES CLEARING SETTLEMENT AND CENTRAL DEPOSITORY HOUSE ULAANBAATAR, Mongolia Related to adviser: No

Custodian STOCKBROKERS MALAWI LIMITED BLANTYRE, Malawi Related to adviser: No

Custodian US BANK ST. PAUL, Minnesota, United States Related to adviser: No

Marketer FRONTIER PARTNERS, INC. NORTHBROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ASHLAND PARTNERS
PCAOB 3783

AUERBACH GRAYSON & COMPANY LLC
SEC 8-45136

FRONTIER PARTNERS, INC.
CRD 155408 · SEC 801-71938

Fund details & source

Fund ID: 805-9547039844
Reported beneficial owners: 6
Minimum commitment: $500K

Form ADV 1435233 · Jul 1, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 1, 2020. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

950 PACIFIC AVENUE, SUITE 500
TACOMA, WA, 98402, United States

CRD 148301

Filing source

Form ADV 1435233 · Jul 1, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.