Form D · Other Investment Fund

EM Special Situations CEF Focused Fund

Greenville, DE · CIK 0001730365

Offering snapshot reported Feb 10, 2026 · SEC filing

Reported sold
$85.5M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 1, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$42.7M$85.5MFeb 15, 2018: $14,001,000.00Feb 15, 2018Feb 15, 2019: $72,992,915.00Feb 14, 2020: $81,742,915.00Feb 12, 2021: $85,492,915.00Feb 11, 2022: $85,492,915.00Feb 10, 2023: $85,492,915.00Feb 9, 2024: $85,492,915.00Feb 10, 2025: $85,492,915.00Feb 10, 2026: $85,492,915.00Feb 10, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2026Amendment$85,492,915$0vs Feb 10, 20258SEC filing
Feb 10, 2025Amendment$85,492,915$0vs Feb 9, 20248SEC filing
Feb 9, 2024Amendment$85,492,915$0vs Feb 10, 20238SEC filing
Feb 10, 2023Amendment$85,492,915$0vs Feb 11, 20228SEC filing
Feb 11, 2022Amendment$85,492,915$0vs Feb 12, 20218SEC filing
Feb 12, 2021Amendment$85,492,915$3,750,000vs Feb 14, 20208SEC filing
Feb 14, 2020Amendment$81,742,915$8,750,000vs Feb 15, 20198SEC filing
Feb 15, 2019Amendment$72,992,915$58,991,915vs Feb 15, 20187SEC filing
Feb 15, 2018Initial$14,001,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-305716

Source: Form D, filed Feb 10, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EM SPECIAL SITUATIONS CEF FOCUSED FUND

Investment adviser: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

Gross asset value
$79.5M
Beneficial owners
5
ADV minimum commitment
$0

Reported in Form ADV on Sep 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG PHILADELPHIA, Pennsylvania, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

Filing source

Form ADV 2133694 · Sep 25, 2026 · Schedule D 7.B.(1), fund 805-9971542726

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bny Mellon Trust Of Delaware Director
N/A City Of London Investment Management Company Limited Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4005 Kennett Pike Suite 250
Greenville, DE, 19807