Form D · Hedge Fund
EAST ROCK FOCUS FUND, L.P.
New York, NY · CIK 0001448330
Offering snapshot reported Feb 3, 2026 · SEC filing
- Reported sold
- $65M Indefinite offering
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 3, 2026 | Amendment | $64,950,000 | No comparison | Not reported | SEC filing |
| Feb 3, 2025 | Amendment | $5,100,000 | No comparison | 4 | SEC filing |
| Feb 1, 2024 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Oct 11, 2023 | Amendment | $788,684,423 | $3,075,000vs Oct 11, 2022 | 125 | SEC filing |
| Oct 11, 2022 | Amendment | $785,609,423 | $41,550,000vs Oct 12, 2021 | 123 | SEC filing |
| Oct 12, 2021 | Amendment | $744,059,423 | $32,528,742vs Oct 9, 2020 | 121 | SEC filing |
| Oct 9, 2020 | Amendment | $711,530,681 | $68,878,014vs Oct 9, 2019 | 119 | SEC filing |
| Oct 9, 2019 | Amendment | $642,652,667 | $8,025,000vs Oct 9, 2018 | 117 | SEC filing |
| Oct 9, 2018 | Amendment | $634,627,667 | $46,400,000vs Oct 10, 2017 | 114 | SEC filing |
| Oct 10, 2017 | Amendment | $588,227,667 | $61,190,000vs Oct 11, 2016 | 110 | SEC filing |
| Oct 11, 2016 | Amendment | $527,037,667 | $26,049,000vs Oct 9, 2015 | 107 | SEC filing |
| Oct 9, 2015 | Amendment | $500,988,667 | $42,200,000vs Oct 10, 2014 | 106 | SEC filing |
| Oct 10, 2014 | Amendment | $458,788,667 | $81,497,604vs Oct 10, 2013 | 99 | SEC filing |
| Oct 10, 2013 | Amendment | $377,291,063 | $139,981,970vs Oct 11, 2012 | 91 | SEC filing |
| Oct 11, 2012 | Amendment | $237,309,093 | $27,694,322vs Oct 11, 2011 | 74 | SEC filing |
| Oct 11, 2011 | Amendment | $209,614,771 | $35,831,520vs Oct 12, 2010 | 67 | SEC filing |
| Oct 12, 2010 | Amendment | $173,783,251 | $34,510,485vs Oct 14, 2009 | 57 | SEC filing |
| Oct 14, 2009 | Amendment | $139,272,766 | No comparison | 50 | SEC filing |
| Oct 15, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-504166
Source: Form D, filed Feb 3, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EAST ROCK FOCUS FUND, L.P.
Investment adviser: EAST ROCK CAPITAL, LLC
- Gross asset value
- $483M
- Beneficial owners
- 67
- ADV minimum commitment
- $1M
Reported in Form ADV on Jul 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD.
PCAOB 1277
CITCO BANK CANADA
LEI 549300U6C5DCBKSIEB26
GOLDMAN SACHS & CO. LLC
SEC 8-129
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
Filing source
Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1), fund 805-9934141061
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Graham Duncan | Executive |
| Adam Shapiro | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022