Investment adviser · CRD 157433

EAST ROCK CAPITAL, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 9, 2026

Regulatory AUM
$4.76B
Form ADV · Item 5.F
Client accounts
17
Accounts, not individual clients
Employees
38
Reported in this filing
Advisory professionals
15
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles15$4,719,180,14299.2%
High-net-worth individuals10$37,448,7840.8%
Filing source

Form ADV 2117934 · Jul 9, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

17 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EAST ROCK ENDOWMENT FUND, L.P.Hedge Fund · Last reported Jul 9, 2026$1.05BGross asset value

Form D fundraising filings

East Rock Endowment Fund, L.P.

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CBIZ CPAS P.C. MELVILLE, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CBIZ CPAS P.C.
PCAOB 199

GOLDMAN SACHS & CO. LLC
SEC 8-129

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9190330373
Reported beneficial owners
5
Minimum commitment
$100M
Form D file number
021-477752

Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAST ROCK DJMD FUND, L.P.Hedge Fund · Last reported Jul 9, 2026$544MGross asset value

Form D fundraising filings

East Rock DJMD Fund, L.P.

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CBIZ CPAS P.C. MELVILLE, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CBIZ CPAS P.C.
PCAOB 199

GOLDMAN SACHS & CO. LLC
SEC 8-129

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-2603334175
Reported beneficial owners
6
Minimum commitment
$100M
Form D file number
021-481764

Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAST ROCK GRANITE FUND, L.P.Hedge Fund · Last reported Jul 9, 2026$542MGross asset value

Form D fundraising filings

East Rock Granite Fund, L.P.

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CBIZ CPAS P.C. MELVILLE, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CBIZ CPAS P.C.
PCAOB 199

GOLDMAN SACHS & CO. LLC
SEC 8-129

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-5907837602
Reported beneficial owners
3
Minimum commitment
$100M
Form D file number
021-481765

Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAST ROCK FOCUS FUND, L.P.Hedge Fund · Last reported Jul 9, 2026$483MGross asset value

Form D fundraising filings

EAST ROCK FOCUS FUND, L.P.

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. HAMILTON, Bermuda
Custodian CITCO BANK CANADA TORONTO, ONTARIO, Canada Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD.
PCAOB 1277

CITCO BANK CANADA
LEI 549300U6C5DCBKSIEB26

GOLDMAN SACHS & CO. LLC
SEC 8-129

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9934141061
Reported beneficial owners
67
Minimum commitment
$1M
Form D file number
021-504166

Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAST ROCK OREN FUND, L.P.Hedge Fund · Last reported Jul 9, 2026$456MGross asset value

Form D fundraising filings

East Rock Oren Fund, L.P.

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CBIZ CPAS P.C. MELVILLE, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CBIZ CPAS P.C.
PCAOB 199

GOLDMAN SACHS & CO. LLC
SEC 8-129

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-6227665297
Reported beneficial owners
5
Minimum commitment
$100M
Form D file number
021-481769

Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAST ROCK VICTORIA FUND, L.P.Private Equity Fund · Last reported Jul 9, 2026$408MGross asset value

Form D fundraising filings

East Rock Victoria Fund, L.P.

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor CBIZ CPAS P.C. MELVILLE, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CBIZ CPAS P.C.
PCAOB 199

GOLDMAN SACHS & CO. LLC
SEC 8-129

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source
Fund ID
805-9540220566
Reported beneficial owners
8
Minimum commitment
$10M
Form D file number
021-484748

Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAST ROCK LORELEI FUND, L.P.Hedge Fund · Last reported Jul 9, 2026$375MGross asset value

Form D fundraising filings

East Rock Lorelei Fund, L.P.

Fund administrator EISNERAMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CBIZ CPAS P.C. MELVILLE, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CBIZ CPAS P.C.
PCAOB 199

GOLDMAN SACHS & CO. LLC
SEC 8-129

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4582571559
Reported beneficial owners
4
Minimum commitment
$100M
Form D file number
021-481768

Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 9, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

65 EAST 55TH STREET, 33RD FLOOR
NEW YORK, NY, 10022, United States

CRD 157433

Filing source

Form ADV 2117934 · Jul 9, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.