Form D · Private Equity Fund

East Rock EAI Fund, LLC - Series D

New York, NY · CIK 0002066994

Offering snapshot reported May 14, 2025 · SEC filing

Reported sold
$41.6M
Offering amount: $100M
Investors reported
36
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Apr 30, 2025
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2025Initial$41,635,000No comparison36SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-546025

Source: Form D, filed May 14, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EAST ROCK EAI FUND, LLC - SERIES D

Investment adviser: EAST ROCK CAPITAL, LLC

Gross asset value
$64.2M
Beneficial owners
83
ADV minimum commitment
$50K

Reported in Form ADV on Jul 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CBIZ CPAS P.C. MELVILLE, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CBIZ CPAS P.C.
PCAOB 199

GOLDMAN SACHS & CO. LLC
SEC 8-129

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 2117934 · Jul 9, 2026 · Schedule D 7.B.(1), fund 805-7256411667

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adam Shapiro Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
65 East 55 Th Street 33 Rd Floor
New York, NY, 10022