Form D · Hedge Fund

Duet Global Plus Fund Ltd

London, X0 · CIK 0001574718

Offering snapshot reported Oct 14, 2016 · SEC filing

Reported sold
$293M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$147M$294MApr 24, 2013: $37,300,000.00Apr 24, 2013May 14, 2014: $43,638,697.00May 14, 2014Oct 14, 2015: $293,638,697.00Oct 14, 2015Oct 14, 2016: $293,350,000.00Oct 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$293,638,697 → $293,350,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2016Amendment$293,350,000-$288,697vs Oct 14, 201515SEC filing
Oct 14, 2015Amendment$293,638,697$250,000,000vs May 14, 201415SEC filing
May 14, 2014Amendment$43,638,697$6,338,697vs Apr 24, 201314SEC filing
Apr 24, 2013Initial$37,300,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-195473

Source: Form D, filed Oct 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DUET GLOBAL PLUS FUND LIMITED

Investment adviser: DUET ASSET MANAGEMENT LTD.

Gross asset value
$46M
Beneficial owners
4
ADV minimum commitment
$100K

Reported in Form ADV on Apr 14, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON INVESTMENT SERVICING (INTERNATIONAL) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAN CAYMAN, Cayman Islands
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Custodian J.P. MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANELY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Prime broker GOLDMAN SACHS INTERNATIONAL LIMITED LONDON, United Kingdom
Prime broker J.P. MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1010680 · Apr 14, 2016 · Schedule D 7.B.(1), fund 805-1477730324

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Duet Asset Management Limited Executive, Promoter
Roger Hanson Director
Wade Kenny Director
Scott Lennon Director
Michael Parton Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Duet Asset Management Limited 27 Hill Street
London, X0, W1J 5LP