Investment adviser · CRD 140642

DUET ASSET MANAGEMENT LTD.

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Mar 29, 2019

Regulatory AUM: $365M
Client accounts: 20
Employees: 22
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	16	$191,551,034	52.5%
Sovereign wealth & foreign institutions	Fewer than 5	$122,341,821	33.5%
Corporations & businesses	Fewer than 5	$43,021,823	11.8%
Individuals	Fewer than 5	$8,034,747	2.2%
High-net-worth individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%

Filing source

Form ADV 1300019 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DUET GLOBAL ENHANCED FUND LIMITEDHedge Fund · Last reported Jan 11, 2016$280MGross asset value

Fund administrator BNY MELLON INVESTMENT SERVICING (INTERNATIONAL) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian GOLDMAN SASCHS INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LIMITED LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5406132248
Reported beneficial owners: 8
Minimum commitment: $100K

Form ADV 963892 · Jan 11, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DUET GLOBAL ENDOWMENT FUNDHedge Fund · Last reported Aug 11, 2017$76MGross asset value

Form D fundraising filings

Duet Global Endowment Fund

Fund administrator BNY MELLON FUND SERVICES IRELAND DESIGNATED ACTIVITY COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands

Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LIMITED LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4833840558
Reported beneficial owners: 1
Minimum commitment: $100K
Form D file number: 021-252991

Form ADV 1133055 · Aug 11, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HAMLYN LPHedge Fund · Last reported Jan 11, 2016$340KGross asset value

Fund administrator VELAY FINANCIAL SERVICES LIMITED GIBRALTAR, Gibraltar Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO LIMITED GIBRALTAR, Gibraltar

Custodian E D & F MAN CAPITAL MARKETS LIMITED GIBRALTAR, Gibraltar Related to adviser: No

Prime broker E D & F MAN CAPITAL MARKETS LIMITED LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3287150907
Reported beneficial owners: 1
Minimum commitment: $70K

Form ADV 963892 · Jan 11, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VENTURE LPHedge Fund · Last reported Jan 11, 2016$130KGross asset value

Fund administrator VELAY FINANCIAL SERVICES GIBRALTAR, Gibraltar Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO LIMITED GIBRALTAR, Gibraltar

Custodian BNP PARIBAS SECURITIES SERVICES DUBLIN, Ireland Related to adviser: No

Custodian MACQUARIE BANK LTD LONDON, United Kingdom Related to adviser: No

Prime broker BNP PARIBAS SECURITIES SERVICES DUBLIN, Ireland

Prime broker MACQUARIE BANK LTD LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6418885150
Reported beneficial owners: 10
Minimum commitment: $70K

Form ADV 963892 · Jan 11, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

27 HILL STREET
LONDON, W1J 5LP, United Kingdom

CRD 140642

Filing source

Form ADV 1300019 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.