Form D · Hedge Fund

Duet Global Endowment Fund

Grand Cayman, E9 · CIK 0001660475

Offering snapshot reported Dec 15, 2016 · SEC filing

Reported sold: $75M
Investors reported: 1
Minimum accepted: $100K
First sale: Dec 1, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 15, 2016	Amendment	$75,000,000	$0vs Dec 14, 2015	1	SEC filing
Dec 14, 2015	Initial	$75,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-252991

Source: Form D, filed Dec 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DUET GLOBAL ENDOWMENT FUND

Investment adviser: DUET ASSET MANAGEMENT LTD.

Gross asset value: $76M
Beneficial owners: 1
ADV minimum commitment: $100K

Reported in Form ADV on Aug 11, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES IRELAND DESIGNATED ACTIVITY COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands

Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LIMITED LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1133055 · Aug 11, 2017 · Schedule D 7.B.(1), fund 805-4833840558

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Duet Asset Management Limited	Executive, Promoter
Roger H. Hanson	Director
Wade Kenny	Director
Scott P. Lennon	Director
Michael Parton	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ugland House Box 309
Grand Cayman, E9, KY1-1104