Form D · Hedge Fund

Duet Alpha Fund Ltd

London, X0 · CIK 0001578032

Offering snapshot reported Nov 26, 2013 · SEC filing

Reported sold
$21.2M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 4, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 26, 2013Initial$21,180,421No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-207083

Source: Form D, filed Nov 26, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DUET GLOBAL ALPHA FUND L.P.

Investment adviser: DUET ASSET MANAGEMENT LTD.

Gross asset value
$959K
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGETOWN, Cayman Islands
Custodian BNY MELLON TRUST COMPANY (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

Filing source

Form ADV 1300019 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-5443305148

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roger H. Hanson Director
Wade Kenny Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Duet Asset Management Limited 27 Hill Street
London, X0, W1J 5LP