Form D · Hedge Fund

DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Charlotte, NC · CIK 0001355385

Offering snapshot reported Apr 11, 2014 · SEC filing

Reported sold
$30.9M
Indefinite offering
Investors reported
111
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
May 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$37.7M$75.4MFeb 24, 2006Aug 6, 2009: $75,438,244.00Apr 7, 2010: $69,911,253.00Apr 13, 2011: $72,732,721.00Apr 11, 2012: $61,433,566.00Apr 11, 2013: $38,716,724.00Apr 11, 2014: $30,873,281.00Apr 11, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$38,716,724 → $30,873,281
  • Reported investors140 → 111

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2014Amendment$30,873,281-$7,843,443vs Apr 11, 2013111SEC filing
Apr 11, 2013Amendment$38,716,724-$22,716,842vs Apr 11, 2012140SEC filing
Apr 11, 2012Amendment$61,433,566No comparison238SEC filing
Apr 13, 2011Amendment$72,732,721No comparison275SEC filing
Apr 7, 2010Amendment$69,911,253No comparison305SEC filing
Aug 6, 2009Amendment$75,438,244No comparison390SEC filing
Feb 24, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.5M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-86917

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Apr 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DORCHESTER CAPITAL PARTNERS ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$24.9M
Beneficial owners
83
ADV minimum commitment
$100K

Reported in Form ADV on Jan 27, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC, WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. CHARLOTTE, North Carolina, United States Related to adviser: Yes
Marketer WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC ST LOUIS, Missouri, United States Related to adviser: Yes
Marketer WELLS FARGO ADVISORS, LLC ST LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
CRD 487 · SEC 8-395

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434

WELLS FARGO ADVISORS, LLC
CRD 19616 · SEC 801-37967

Filing source

Form ADV 949643 · Jan 27, 2016 · Schedule D 7.B.(1), fund 805-7412704889

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
Phil Bancroft Executive
Sheelpa P. Brown Executive
Lu Chang Executive
Rob Coltrin Executive
Barbara Curry Executive
Jerry De Berry Executive
Doretta Dunegan Executive
Dean A. Junkans Director
Michael H. Koonce Executive
Anil Kumar Executive
Lloyd Lipsett Executive
Aprille M. Mitchell Executive
Matthew C. Moss Executive
W. Douglas Munn Director
Yukari Nakano Director, Executive
Sean Nicolosi Executive
Kevin Ouellette Executive
Britta Perkio Patterson Executive
Michael Roman Executive
Elizabeth Stallings Executive
James W. Sweetman Executive
Adam Taback Executive
Brian Veverka Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28202