Form D · Hedge Fund

Dorchester Capital International ASP Fund, a series of Alternative Strategies Platform, LLC

Charlotte, NC · CIK 0001400997

Offering snapshot reported Apr 11, 2013 · SEC filing

Reported sold
$18.2M
Indefinite offering
Investors reported
38
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$21.5M$43.1MMay 17, 2007Aug 7, 2009: $43,095,600.00Aug 7, 2009Apr 12, 2010: $40,198,760.00Apr 15, 2011: $36,314,130.00Apr 15, 2011Apr 11, 2012: $27,366,901.00Apr 11, 2013: $18,155,398.00Apr 11, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$27,366,901 → $18,155,398
  • Reported investors62 → 38

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 11, 2013Amendment$18,155,398-$9,211,503vs Apr 11, 201238SEC filing
Apr 11, 2012Amendment$27,366,901No comparison62SEC filing
Apr 15, 2011Amendment$36,314,130No comparison75SEC filing
Apr 12, 2010Amendment$40,198,760No comparison94SEC filing
Aug 7, 2009Amendment$43,095,600No comparison118SEC filing
May 17, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.5M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-103567

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Advisors, LLC19616

Source: Form D, filed Apr 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DORCHESTER CAPITAL INTERNATIONAL ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC

Investment adviser: WELLS FARGO INVESTMENT INSTITUTE, INC.

Gross asset value
$19.2M
Beneficial owners
31
ADV minimum commitment
$100K

Reported in Form ADV on Nov 20, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. CHARLOTTE, North Carolina, United States Related to adviser: Yes
Marketer WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC ST LOUIS, Missouri, United States Related to adviser: Yes
Marketer WELLS FARGO ADVISORS, LLC ST LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
CRD 487 · SEC 8-395

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025 · SEC 801-57434

WELLS FARGO ADVISORS, LLC
CRD 19616 · SEC 801-37967

Filing source

Form ADV 856159 · Nov 20, 2014 · Schedule D 7.B.(1), fund 805-8120991047

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Alternative Strategies Group, Inc. Promoter
Phil Bancroft Executive
Sheelpa P. Brown Executive
Lu Chang Executive
Rob Coltrin Executive
Barbara Curry Executive
Jerry De Berry Executive
Doretta Dunegan Executive
Dean A. Junkans Director
Michael H. Koonce Executive
Anil Kumar Executive
Lloyd Lipsett Executive
Aprille M. Mitchell Executive
Matthew C. Moss Executive
W. Douglas Munn Director
Yukari Nakano Executive
Sean Nicolosi Executive
Kevin Ouellette Executive
Britta Perkio Patterson Director, Executive
Michael Roman Executive
Elizabeth Stallings Executive
James W. Sweetman Executive
Adam Taback Director, Executive
Brian Veverka Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Alternative Strategies Group, Inc. 401 S. Tryon Street
Charlotte, NC, 28202