Form D · Private Equity Fund

Dominion Capital L.L.C.

Westport, CT · CIK 0001532798

Offering snapshot reported Apr 13, 2012 · SEC filing

Reported sold: $500K
Investors reported: 3
Minimum accepted: $100K
First sale: Apr 2, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 13, 2012	Initial	$500,000	No comparison	3	SEC filing
Oct 18, 2011	Initial	$650,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-176690

Source: Form D, filed Apr 13, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DOMINION CAPITAL LLC

Investment adviser: DOMINION CAPITAL HOLDINGS LLC

Gross asset value: $91.4M
Beneficial owners: 23
ADV minimum commitment: $250K

Reported in Form ADV on Feb 24, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor CITRIN COOPERMAN & COMPANY LLP NEW YORK, New York, United States

Custodian AUSTIN CAPITAL TRUST HENDERSON, Nevada, United States Related to adviser: No

Custodian FIRST REPUBLIC INVESTMENT MANAGEMENT NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian ROBERT W. BAIRD & CO. INCORPORATED MILWAUKEE, Wisconsin, United States Related to adviser: No

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian TAGOMI TRADING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian TD BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No

Custodian WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC NEW YORK, New York, United States Related to adviser: No

Custodian WESTERN INTERNATIONAL SECURITIES, INC. PASADENA, California, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC NEW YORK, New York, United States

Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

CITRIN COOPERMAN & COMPANY LLP
PCAOB 2468

FIRST REPUBLIC INVESTMENT MANAGEMENT
LEI 549300D5KLHOKLMLG887

INTERACTIVE BROKERS LLC
SEC 8-47257

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

ROBERT W. BAIRD & CO. INCORPORATED
SEC 8-497

SIGNATURE BANK
LEI VLP5AP0XK2GM6GKD100

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

TAGOMI TRADING LLC
LEI 2549003I96NGPVURS803

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG89

UBS FINANCIAL SERVICES INC.
SEC 8-16267

WEDBUSH SECURITIES INC.
SEC 8-12987

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEC 8-28721

WESTERN INTERNATIONAL SECURITIES, INC.
SEC 8-48572

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Filing source

Form ADV 1592772 · Feb 24, 2022 · Schedule D 7.B.(1), fund 805-2691525540

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mikhail Gurevich	Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3 Fraser Lane
Westport, CT, 06880