Investment adviser · CRD 297044

DOMINION CAPITAL

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

DOMINION CAPITAL HOLDINGS LLC

NEW YORK, NY, United States · Form ADV filed Feb 24, 2022

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DOMINION CAPITAL LLCHedge Fund · Last reported Feb 24, 2022$91.4MGross asset value

Form D fundraising filings

Dominion Capital L.L.C.

Auditor CITRIN COOPERMAN & COMPANY LLP NEW YORK, New York, United States
Custodian AUSTIN CAPITAL TRUST HENDERSON, Nevada, United States Related to adviser: No
Custodian FIRST REPUBLIC INVESTMENT MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian ROBERT W. BAIRD & CO. INCORPORATED MILWAUKEE, Wisconsin, United States Related to adviser: No
Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian TAGOMI TRADING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian TD BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No
Custodian WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC NEW YORK, New York, United States Related to adviser: No
Custodian WESTERN INTERNATIONAL SECURITIES, INC. PASADENA, California, United States Related to adviser: No
Marketer PICKWICK CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC NEW YORK, New York, United States
Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

CITRIN COOPERMAN & COMPANY LLP
PCAOB 2468

FIRST REPUBLIC INVESTMENT MANAGEMENT
LEI 549300D5KLHOKLMLG887

INTERACTIVE BROKERS LLC
SEC 8-47257

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

ROBERT W. BAIRD & CO. INCORPORATED
SEC 8-497

SIGNATURE BANK
LEI VLP5AP0XK2GM6GKD100

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

TAGOMI TRADING LLC
LEI 2549003I96NGPVURS803

TD BANK, N.A.
LEI 03D0JEWFDFUS0SEEKG89

UBS FINANCIAL SERVICES INC.
SEC 8-16267

WEDBUSH SECURITIES INC.
SEC 8-12987

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SEC 8-28721

WESTERN INTERNATIONAL SECURITIES, INC.
SEC 8-48572

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Fund details & source
Fund ID
805-2691525540
Reported beneficial owners
23
Minimum commitment
$250K
Form D file number
021-167473
Form D file number
021-176690

Form ADV 1592772 · Feb 24, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOMINION CAPITAL REAL ESTATE FUND I, LLCReal Estate Fund · Last reported Feb 24, 2022$4.55MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3309708586
Reported beneficial owners
25
Minimum commitment
$100K

Form ADV 1592772 · Feb 24, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 24, 2022. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

256 WEST 38TH STREET, 15TH FLOOR
NEW YORK, NY, 10018, United States

CRD 297044

Filing source

Form ADV 1592772 · Feb 24, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.