Form D · Private Equity Fund

DISTRESSED OPPORTUNITIES FUND II LLC

St Louis, MO · CIK 0001455130

Offering snapshot reported Oct 21, 2019 · SEC filing

Reported sold: $48M
Investors reported: 63
Minimum accepted: $250K
First sale: Jan 2, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$47,418,659 → $47,973,379
Reported investors59 → 63

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 21, 2019	Amendment	$47,973,379	$554,720vs Sep 24, 2019	63	SEC filing
Sep 24, 2019	Amendment	$47,418,659	-$154,720vs Sep 27, 2018	59	SEC filing
Sep 27, 2018	Amendment	$47,573,379	$2,960,866vs Jul 21, 2017	56	SEC filing
Jul 21, 2017	Amendment	$44,612,513	$7,697,513vs Dec 16, 2015	54	SEC filing
Dec 16, 2015	Amendment	$36,915,000	No comparison	60	SEC filing
Jan 21, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-126466

Source: Form D, filed Oct 21, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DISTRESSED OPPORTUNITIES FUND II LLC

Investment adviser: STIFEL, NICOLAUS & COMPANY, INCORPORATED

Gross asset value: $569K
Beneficial owners: 55
ADV minimum commitment: $250K

Reported in Form ADV on Mar 3, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI ARCHWAY TECHNOLOGY PARTNERS, LLC INDIANAPOLIS, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KATZ SAPPER MILLER INDIANAPOLIS, Indiana, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Prime broker STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KATZ SAPPER MILLER
PCAOB 2804

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 8-1447

Filing source

Form ADV 1613471 · Mar 3, 2022 · Schedule D 7.B.(1), fund 805-7000985673

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeffrey Cohen	Executive
Incorporated Stifel, Nicolaus & Company,	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

501 North Broadway
St Louis, MO, 63102