Form D · Other Investment Fund

Disciplined Large Cap Growth Equity, LLC

Chicago, IL · CIK 0001773397

Offering snapshot reported Jun 4, 2021 · SEC filing

Reported sold: $44.1M
Investors reported: 3
Minimum accepted: $5M
First sale: Mar 28, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 4, 2021	Amendment	$44,105,296	$0vs Jun 4, 2020	3	SEC filing
Jun 4, 2020	Amendment	$44,105,296	$12,165,007vs Apr 12, 2019	3	SEC filing
Apr 12, 2019	Initial	$31,940,289	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-337170

Source: Form D, filed Jun 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DISCIPLINED LARGE CAP GROWTH EQUITY, LLC

Investment adviser: BMO ASSET MANAGEMENT CORP.

Gross asset value: $7.87M
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Nov 18, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP CHICAGO, Illinois, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG, LLP
PCAOB 185

Filing source

Form ADV 1578865 · Nov 18, 2021 · Schedule D 7.B.(1), fund 805-4708677596

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Steven J, Arquilla	Director
N/A Bmo Asset Management Corp	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

115 South Lasalle Street, 11 Th Floor
Chicago, IL, 60603