Investment adviser · CRD 106466

BMO ASSET MANAGEMENT CORP.

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Jul 2, 2026

Regulatory AUM: $6.18B
Client accounts: 21
Employees: 5
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	16	$3,428,638,604	55.5%
Corporations & businesses	Fewer than 5	$1,664,392,345	26.9%
Insurance companies	Fewer than 5	$1,083,412,484	17.5%

Filing source

Form ADV 2117440 · Jul 2, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

43 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GREAT LAKES CLO FUND VII, LTD.Securitized Asset Fund · Last reported Jul 2, 2026$401MGross asset value

Fund administrator MAPLESFS LIMITED CAYMAN ISLANDS, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 801-73047

Fund details & source

Fund ID: 805-5021885675
Reported beneficial owners: 15
Minimum commitment: $250K

Form ADV 2117440 · Jul 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT LAKES CLO FUND VIII, LTD.Securitized Asset Fund · Last reported Jul 2, 2026$401MGross asset value

Fund administrator MAPLESFS LIMITED CAYMAN ISLANDS, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 801-73047

Fund details & source

Fund ID: 805-7316115409
Reported beneficial owners: 15
Minimum commitment: $250K

Form ADV 2117440 · Jul 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT LAKES CLO IX, LTDSecuritized Asset Fund · Last reported Jul 2, 2026$397MGross asset value

Fund administrator MAPLESFS LIMITED CAYMAN ISLANDS, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: Yes

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 8-34344

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Fund details & source

Fund ID: 805-5499040104
Reported beneficial owners: 15
Minimum commitment: $250K

Form ADV 2117440 · Jul 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT LAKES CLO VI, LLCSecuritized Asset Fund · Last reported Jul 2, 2026$371MGross asset value

Fund administrator MAPLES FIDUCIARY SERVICES (DELAWARE) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 801-73047

Fund details & source

Fund ID: 805-9628708175
Reported beneficial owners: 15
Minimum commitment: $1M

Form ADV 2117440 · Jul 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT LAKES CLO 2019-1, LTD.Securitized Asset Fund · Last reported Jul 2, 2026$335MGross asset value

Fund administrator MAPLESFS LIMITED CAYMAN ISLANDS, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3363915033
Reported beneficial owners: 15
Minimum commitment: $250K

Form ADV 2117440 · Jul 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT LAKES MML FUND IV, LLCOther Private Fund · Last reported Jul 2, 2026$323MGross asset value

Fund administrator ALTER DOMUS (US) LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING COPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer PJT PARTNERS LP NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

PJT PARTNERS LP
CRD 171058 · SEC 8-69442

Fund details & source

Fund ID: 805-8383612609
Reported beneficial owners: 5
Minimum commitment: $1M

Form ADV 2117440 · Jul 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GREAT LAKES CLO V, LTD.Securitized Asset Fund · Last reported Jul 2, 2026$287MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer BMO CAPITAL MARKETS CORP. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BMO CAPITAL MARKETS CORP.
CRD 16686 · SEC 801-73047

Fund details & source

Fund ID: 805-4003429718
Reported beneficial owners: 15
Minimum commitment: $1M

Form ADV 2117440 · Jul 2, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 2, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

320 S. CANAL STREET, 12TH FLOOR
CHICAGO, IL, 60606, United States

CRD 106466

Filing source

Form ADV 2117440 · Jul 2, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.