Form D · Other Investment Fund

Disciplined Alpha Offshore Fund Ltd.

Boston, MA · CIK 0001583812

Offering snapshot reported Aug 7, 2023 · SEC filing

Reported sold
$55.5M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 24, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.8M$55.5MAug 6, 2013: $33,000,000.00Aug 6, 2013Aug 6, 2014: $50,000,000.00Sep 4, 2015: $52,500,000.00Sep 15, 2016: $54,500,000.00Mar 30, 2018: $55,500,000.00Mar 29, 2019: $55,500,000.00Aug 3, 2023: $55,500,000.00Aug 3, 2023: $55,500,000.00Aug 3, 2023: $55,500,000.00Aug 7, 2023: $55,500,000.00Aug 7, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 7, 2023Amendment$55,500,000$0vs Aug 3, 20235SEC filing
Aug 3, 2023Amendment$55,500,000$0vs Aug 3, 20235SEC filing
Aug 3, 2023Amendment$55,500,000$0vs Mar 30, 20185SEC filing
Aug 3, 2023Amendment$55,500,000$0vs Mar 29, 20195SEC filing
Mar 29, 2019Amendment$55,500,000$0vs Mar 30, 20185SEC filing
Mar 30, 2018Amendment$55,500,000$1,000,000vs Sep 15, 20165SEC filing
Sep 15, 2016Amendment$54,500,000$2,000,000vs Sep 4, 20155SEC filing
Sep 4, 2015Amendment$52,500,000$2,500,000vs Aug 6, 20145SEC filing
Aug 6, 2014Amendment$50,000,000$17,000,000vs Aug 6, 20134SEC filing
Aug 6, 2013Initial$33,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-200852

Source: Form D, filed Aug 7, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DISCIPLINED ALPHA OFFSHORE FUND, LTD.

Investment adviser: DISCIPLINED ALPHA LLC

Gross asset value
$1.94M
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Mar 28, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GEORGETOWN, Cayman Islands
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer CASTLE HILL CAPITAL PARTNERS, INC. NEW YORK, New York, United States Related to adviser: No
Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 1323

JEFFERIES LLC
SEC 8-15074

CASTLE HILL CAPITAL PARTNERS, INC.
CRD 44131 · SEC 8-50550

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1853321 · Mar 28, 2024 · Schedule D 7.B.(1), fund 805-7488983477

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin W Shea Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Marina Park Drive Suite 1410
Boston, MA, 02110