Investment adviser · CRD 167254

DISCIPLINED ALPHA LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $36.9M
Client accounts: 3
Employees: 3
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$33,822,569	91.6%
Pooled investment vehicles	2	$3,077,983	8.3%
Other clients	Fewer than 5	$38,677	0.1%

Filing source

Form ADV 2073181 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DISCIPLINED ALPHA MASTER FUND, L.P.Hedge Fund · Last reported Mar 31, 2026$1.82MGross asset value

Feeder funds

Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian JP MORGAN CHASE BOSTON, Massachusetts, United States Related to adviser: No

Marketer CASTLE HILL CAPITAL PARTNERS, INC. NEW YORK, New York, United States Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

INTERACTIVE BROKERS LLC
SEC 8-47257

CASTLE HILL CAPITAL PARTNERS, INC.
CRD 44131 · SEC 8-50550

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-7895428818
Reported beneficial owners: 1
Minimum commitment: $250K
Form D file number: 021-200852

Form ADV 2073181 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DISCIPLINED ALPHA TMT SELECT MASTER FUND LPHedge Fund · Last reported Mar 30, 2020$19.3MGross asset value

Form D fundraising filings

Disciplined Alpha TMT Select Master Fund LP

Feeder funds

DISCIPLINED ALPHA TMT SELECT ONSHORE FUND LP

Fund administrator SS&C TECHNOLOGIES INC BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian JEFFERIES LLC NW YORK, New York, United States Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

JEFFERIES LLC
SEC 8-15074

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-2962228920
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-247354
Form D file number: 021-247356

Form ADV 1403900 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DISCIPLINED ALPHA TMT SELECT ONSHORE FUND LPHedge Fund · Last reported Mar 31, 2023$16.8MGross asset value

Form D fundraising filings

Disciplined Alpha TMT Select Onshore Fund LP

Fund administrator SS&C TECHNOLOGIES INC BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGETOWN, Cayman Islands

Custodian JEFFERIES LLC NW YORK, New York, United States Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1323

JEFFERIES LLC
SEC 8-15074

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-2598210276
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-247356

Form ADV 1737915 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DISCIPLINED ALPHA U.S. LONG SHORT UCITS FUNDOther Private Fund · Last reported Mar 28, 2024$3.6MGross asset value

Fund administrator NORTHERN TRUST INTERNATIONAL FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian NORTHERN TRUST FIDUCIARY SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer EUREKA CAPITAL PARTNERS PTE LTD LONDON, United Kingdom Related to adviser: No

Marketer RACE ROCK CAPITAL LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker JP MORGAN LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1116

RACE ROCK CAPITAL LLC
CRD 153363 · SEC 8-68528

Fund details & source

Fund ID: 805-6490450681
Reported beneficial owners: 2
Minimum commitment: $100K

Form ADV 1853321 · Mar 28, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE MARINA PARK DRIVE, SUITE 1410
BOSTON, MA, 02210, United States

CRD 167254

Filing source

Form ADV 2073181 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.