Form D · Hedge Fund

DG SPECIAL OPPORTUNITIES, LP

New York, NY · CIK 0001845973

Offering snapshot reported Feb 11, 2022 · SEC filing

Reported sold: $20.9M
Investors reported: 39
Minimum accepted: $1M
First sale: Feb 1, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$13,600,000 → $20,875,000
Reported investors15 → 39

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 11, 2022	Amendment	$20,875,000	$7,275,000vs Feb 12, 2021	39	SEC filing
Feb 12, 2021	Initial	$13,600,000	No comparison	15	SEC filing
Feb 12, 2021	Amendment	$13,600,000	$0vs Feb 12, 2021	15	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-389250

Source: Form D, filed Feb 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DG SPECIAL OPPORTUNITIES, LP

Investment adviser: DG CAPITAL MANAGEMENT, LLC

Gross asset value: $12.6M
Beneficial owners: 6
ADV minimum commitment: $1M

Reported in Form ADV on Mar 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

JEFFERIES LLC
SEC 8-15074

TD PRIME SERVICES LLC
SEC 8-3337

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

Filing source

Form ADV 1614746 · Mar 29, 2022 · Schedule D 7.B.(1), fund 805-4571407670

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Dg Special Opportunities Gp, Llc	Promoter
Dov Gertzulin	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

460 Park Avenue 22 Nd Floor
New York, NY, 10022