Investment adviser · CRD 157258

DG CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 4, 2026

Regulatory AUM: $522M
Client accounts: 13
Employees: 11
Advisory professionals: 11

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$481,415,531	92.3%
Other clients	8	$40,436,554	7.7%

Filing source

Form ADV 2102355 · May 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DG VALUE PARTNERS II MASTER FUND, LPHedge Fund · Last reported May 4, 2026$426MGross asset value

Feeder funds

Fund administrator SS&C FINANCIAL SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No

Marketer AGECROFT PARTNERS, LLC RICHMOND, Virginia, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

JEFFERIES LLC
SEC 8-15074

PERSHING LLC
SEC 8-17574

AGECROFT PARTNERS, LLC
CRD 139227 · SEC 8-67198

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-6970664546
Reported beneficial owners: 272
Minimum commitment: $1M
Form D file number: 021-333615
Form D file number: 021-333616

Form ADV 2102355 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DG VALUE PARTNERS, LPHedge Fund · Last reported May 4, 2026$44.4MGross asset value

Form D fundraising filings

DG Value Partners LP

Fund administrator SS&C FINANCIAL SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No

Marketer AGECROFT PARTNERS, LLC RICHMOND, Virginia, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

JEFFERIES LLC
SEC 8-15074

PERSHING LLC
SEC 8-17574

AGECROFT PARTNERS, LLC
CRD 139227 · SEC 8-67198

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-3629560607
Reported beneficial owners: 58
Minimum commitment: $1M
Form D file number: 021-333614

Form ADV 2102355 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DG CAPITAL NEXT-GEN ENERGY SPV, LPPrivate Equity Fund · Last reported May 4, 2026$11.2MGross asset value

Form D fundraising filings

DG Capital Next-Gen Energy SPV, LP

Fund administrator SS&C FINANCIAL SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-6503876253
Reported beneficial owners: 13
Minimum commitment: $250K
Form D file number: 021-576386

Form ADV 2102355 · May 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPECIAL SITUATIONS, LLCHedge Fund · Last reported Mar 31, 2014$66MGross asset value

Fund administrator GLOBEOP FINANCIAL SERVICES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian JEFFERIES & COMPANY NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES & COMPANY NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7000355227
Reported beneficial owners: 2
Minimum commitment: $1

Form ADV 811613 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPECIAL SITUATIONS X, LLCHedge Fund · Last reported Mar 31, 2014$64MGross asset value

Fund administrator GLOBEOP FINANCIAL SERVICES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian JEFFERIES & COMPANY NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES & COMPANY NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7765994918
Reported beneficial owners: 2
Minimum commitment: $1

Form ADV 811613 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DG SPECIAL OPPORTUNITIES, LPHedge Fund · Last reported Mar 29, 2022$12.6MGross asset value

Form D fundraising filings

DG SPECIAL OPPORTUNITIES, LP

Fund administrator SS&C FINANCIAL SERVICES, LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

JEFFERIES LLC
SEC 8-15074

TD PRIME SERVICES LLC
SEC 8-3337

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

Fund details & source

Fund ID: 805-4571407670
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-389250

Form ADV 1614746 · Mar 29, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DG CREDIT OPPORTUNITIES, LPHedge Fund · Last reported Mar 27, 2015$12.5MGross asset value

Form D fundraising filings

DG Credit Opportunities, LP

Fund administrator GLOBEOP FINANCIAL SERVICES NEW, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian JEFFERIES, LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3665317549
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-196198

Form ADV 891625 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 4, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

420 LEXINGTON AVENUE, SUITE 2745
NEW YORK, NY, 10170, United States

CRD 157258

Filing source

Form ADV 2102355 · May 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.