Form D · Venture Capital Fund
DFJ Growth AI Investors III, L.P.
San Mateo, CA · CIK 0002103353
Offering snapshot reported Jan 8, 2026 · SEC filing
- Reported sold
- $18M Offering amount: $18M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 11, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 8, 2026 | Initial | $18,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-569396
Source: Form D, filed Jan 8, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
DFJ GROWTH AI INVESTORS III, L.P.
Investment adviser: DFJ GROWTH MANAGEMENT, LLC
- Gross asset value
- $18M
- Beneficial owners
- 3
- ADV minimum commitment
- $0
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191
Filing source
Form ADV 2077619 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-8684492047
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John H.N. Fisher | Executive |
| Randall S. Glein | Executive |
| Barry M. Schuler | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Mateo, CA, 94401