Form D · Hedge Fund

Delta Institutional, LP

New York, NY · CIK 0001130143

Offering snapshot reported Sep 4, 2018 · SEC filing

Reported sold: $1.56B
Investors reported: 270
Minimum accepted: $0
First sale: Nov 1, 2000

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,480,427,334 → $1,561,303,171
Reported investors268 → 270

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 4, 2018	Amendment	$1,561,303,171	$80,875,837vs Sep 18, 2017	270	SEC filing
Sep 18, 2017	Amendment	$1,480,427,334	$2,000,000vs Sep 23, 2016	268	SEC filing
Sep 23, 2016	Amendment	$1,478,427,334	$1,000,000vs Sep 23, 2015	267	SEC filing
Sep 23, 2016	Amendment	$1,478,427,334	$0vs Sep 23, 2016	267	SEC filing
Sep 23, 2015	Amendment	$1,477,427,334	$18,303,180vs Sep 25, 2014	267	SEC filing
Sep 25, 2014	Amendment	$1,459,124,154	$36,147,788vs Feb 28, 2013	261	SEC filing
Feb 28, 2013	Amendment	$1,422,976,366	$10,942,812vs Mar 1, 2012	260	SEC filing
Mar 1, 2012	Amendment	$1,412,033,554	$125,000vs Mar 1, 2011	256	SEC filing
Mar 1, 2011	Amendment	$1,411,908,554	$334,740,701vs Feb 26, 2010	255	SEC filing
Feb 26, 2010	Amendment	$1,077,167,853	$1,000,000vs Mar 12, 2009	238	SEC filing
Mar 12, 2009	Initial	$1,076,167,853	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-49163

Source: Form D, filed Sep 4, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DELTA INSTITUTIONAL, LP

Investment adviser: TRAFELET BROKAW CAPITAL MANAGEMENT, L.P.

Gross asset value: $184M
Beneficial owners: 28
ADV minimum commitment: $1M

Reported in Form ADV on Nov 5, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON HAMILTON, Bermuda Related to adviser: No

Custodian GOLDMAN SACHS & CO NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 851702 · Nov 5, 2014 · Schedule D 7.B.(1), fund 805-3427264542

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Remy W. Trafelet	Executive
Trafelet Brokaw Capital Management, L.P.	Executive
Trafelet & Company Advisors, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Trafelet Brokaw Capital Management, L.P. 410 Park Avenue, 17 Th Floor
New York, NY, 10022