Investment adviser · CRD 156631
TRAFELET BROKAW CAPITAL MANAGEMENT, L.P.
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Nov 14, 2018
- Regulatory AUM
- $380M Form ADV · Item 5.F
- Client accounts
- 7 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 4 | $306,913,568 | 80.8% |
| Charities | Fewer than 5 | $47,390,058 | 12.5% |
| High-net-worth individuals | Fewer than 5 | $25,716,330 | 6.8% |
Filing source
Form ADV 1251070 · Nov 14, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
DELTA INSTITUTIONAL, LPHedge Fund · Last reported Nov 5, 2014$184MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
MORGAN STANLEY & CO. LLC
SEC 8-15869
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-3427264542
- Reported beneficial owners
- 28
- Minimum commitment
- $1M
- Form D file number
- 021-49163
Form ADV 851702 · Nov 5, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
DELTA OFFSHORE MASTER II, LTD.Hedge Fund · Last reported Nov 14, 2018$166MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
MORGAN STANLEY & CO. LLC
SEC 8-15869
NORTHERN TRUST SECURITIES, INC.
SEC 8-23689
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-2054329897
- Reported beneficial owners
- 36
- Minimum commitment
- $5M
- Form D file number
- 021-229166
- Form D file number
- 021-49163
- Form D file number
- 021-49164
Form ADV 1251070 · Nov 14, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
734 INVESTORS LLCPrivate Equity Fund · Last reported Nov 14, 2018$110MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
EISNERAMPER LLP
PCAOB 274
Fund details & source
- Fund ID
- 805-9880557091
- Reported beneficial owners
- 17
- Minimum commitment
- $0
Form ADV 1251070 · Nov 14, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
DELTA ONSHORE, LPHedge Fund · Last reported Nov 5, 2014$18.2MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
GOLDMAN, SACHS & CO.
SEC 8-129
MORGAN STANLEY & CO. LLC
SEC 8-15869
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-7643289953
- Reported beneficial owners
- 20
- Minimum commitment
- $1M
- Form D file number
- 021-127725
Form ADV 851702 · Nov 5, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
DELTA OFFSHORE MASTER, LTDHedge Fund · Last reported Jul 24, 2012$194MGross asset value
Feeder funds
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
GOLDMAN, SACHS & CO.
SEC 8-129
MORGAN STANLEY & CO. LLC
SEC 8-15869
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-1893263620
- Reported beneficial owners
- 25
- Minimum commitment
- $1M
- Form D file number
- 021-127726
Form ADV 659945 · Jul 24, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Nov 14, 2018. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Performance-based
Principal office
410 PARK AVENUE, 17TH FLOORNEW YORK, NY, 10022, United States
CRD 156631
Filing source
Form ADV 1251070 · Nov 14, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.