Form D · Hedge Fund

DELPHI BETA FUND LLC

Newtown, PA · CIK 0001386876

Offering snapshot reported Aug 31, 2011 · SEC filing

Reported sold: $13.1M
Investors reported: 48
Minimum accepted: $100K
First sale: May 1, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$11,940,696 → $13,148,494
Reported investors58 → 48

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 31, 2011	Amendment	$13,148,494	$1,207,798vs Aug 31, 2011	48	SEC filing
Aug 31, 2011	Amendment	$11,940,696	$1,100,927vs Mar 8, 2010	58	SEC filing
Mar 8, 2010	Amendment	$10,839,769	-$65,660,231vs Mar 16, 2009	33	SEC filing
Mar 16, 2009	Amendment	$76,500,000	No comparison	Not reported	SEC filing
Jan 11, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-98836

Source: Form D, filed Aug 31, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DELPHI BETA FUND LLC

Investment adviser: CORESTATES CAPITAL ADVISORS, LLC

Gross asset value: $6M
Beneficial owners: 30
ADV minimum commitment: $100K

Reported in Form ADV on Oct 3, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MATRIX CAPITAL GROUP, INC. WILLOW GROVE, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SANVILLE & COMPANY ABINGTON, Pennsylvania, United States

Custodian AURORA CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Custodian MILESTONE BANK DOYLESTOWN, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

AURORA CAPITAL LLC
SEC 8-48069

Filing source

Form ADV 759889 · Oct 3, 2013 · Schedule D 7.B.(1), fund 805-6224910719

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William T Spiropoulos	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

115 Pheasant Run
Newtown, PA, 18940